Tuesday, 31 October 2017
Higher Education: Need For Consultative Regulation with Negotiated Rulemaking
Higher
Education: Need For Consultative Regulation with Negotiated Rulemaking
High
quality teaching-learning is critical to creating future leaders and
problem solvers for the nation and society. Quality in education needs fine
tuning of diverse aspirations of all stakeholders, comprising students,
parents, industry, education providers, society, government and the nation. In
view of the plurality of stakeholders and their aspirations, the regulators
need to tread their path very cautiously to ensure quality and excellence in
teaching, invoke world class standards in research, maintain sectoral
sustainability and uphold confidence of different stakeholders in a country
like India characterised by heterogenity of differentially circumstanced
education providers and education seekers. Only a consensus-based regulatory mechanism
can provide fair, just and equitable playing field for the differentially
circumstanced education providers and education seekers in the country, with
genuine autonomy and reasonable academic freedom, imperative in a country like
India composed of highly stratified range of education providers comprising the
IITs, NITs, IIMs, Central Universities, State (Public Funded) Universities,
State (Privately Financed) Universities, Government Colleges, aided colleges,
autonomous colleges and unaided private colleges. The Euro-American tradition
of consultative regulation and negotiated rulemaking can offer a suitable
alternative over the existing "approve or reject" style of regulating
education providers in India, based upon officially mandated rules. Thopugh
strange to hear in India, the negotiated rulemaking is not very new in the US,
where it was mandated long ago by law. It was in vogue even earlier since 1983,
and thereafter the US Congress has formalized it in 1990, by enacting Negotiated
Rulemaking Act on January 23. The Act was reauthorized in 1996 and thereafter in
2013. In the US all changes in the regulations for programs, authorised under Title
IV of the Higher Education Act of 1965 of the US are brought only through regular
annual negotiations among the stakeholders. So, in the US consensus based
regulation is a normal practice.
Likewise,
now in Europe the regulators, instead of insisting over "one size fits
all", endeavor to customize norms for equitable playing field for
differentially circumstanced education providers and education seekers. The
Higher Education Commission of UK, in its report on higher education, has even devoted
one full chapter, the Chapter 6 on how to replace level playing with an 'equitable
playing field', by encompassing the realities of all categories of education providers.
The UK government's higher education white paper also therefore, states that
"all higher education providers, whatever may be the type of course to offer,
must be able to compete on a level playing basis". The Higher Education Commission
further underlines the need for placing the traditional institutions and alternative
providers as well, on a 'level' footing. Instead of a 'one size fits all'
criteria, duly customised regulatory requirements are applied to institutions, on
the basis of status of the institution and the courses designated for different
sections. David Willets even therefore asserts to create a "genuinely open
system that can offer the student, real choice and exciting institutional
competition leading the overall race to the top."
Indeed,
the consultative regulation, based upon consensus of all stakeholders, arrived
through negotiated rulemaking in Europe and US has inter alia helped the Euro-American
education providers to monopolize over most of the top slots of world class
universities. The UK and US alone hold 9 slots out of top 10 universities of
the world and almost half slots, numbering 48, in the top 100 universities of
the world. In the total 959 top QS slots, the Europe and US alone have cornered
523 slots, with US having 144, UK 76, Germany 45, France 39 and so on. The US
and Europe together have 79 slots out of 100, whereas, population-wise we are
128% of the combined population of the US and entire Europe. But, we have only
20 slots
out of 959 and they too towards the tail end. The US and UK therefore, also enjoy
the prestige as the top destinations for international students. India does not
figure anywhere in the top 20 international destinations, despite of a very
vast network of higher education system, comprising IITs, IIMs, NITs, Central Universities,
State (Public Funded) Universities, State (Private Funded) Universities, Deemed
Universities and 45000 colleges including autonomous colleges. The top 20
destinations are the US, UK, France, Australia, New Zealand, Canada, Germany, Russia,
Canada, China, Japan, Italy, South Africa, Austria, Netherland, Singapore,
Ireland, UAE, Egypt and Saudi Arab. Countries like UK, very proudly assert that
"the UK has very significant global prestige in the academic world, when
they say that the UK is making up only 1% of the world's population, yet has
been earning 12% of international research citation. The US ranks at number one
in the international research citations, followed by China at number 2, with the
UK at number 3 in international research citations. India has around 3.4% of
international research citations, while we constitute 16% of the global
population and equally large student populaion. India has 3.5 crore students in
higher education, almost equal to the population of Canada, enrolled in more
than 800 universities or similar degree awarding autonomous institutes, along
with 45000 colleges. So, there is an urgent need to revamp and broad base the
regulatory mechanism, capable to nurture, support and enable the institutes of higher learning to enhance the
standards of education and the level of competence of Students graduating from
each of the universities Central or State, public or private and deemed or
full. Indeed the existing 'Approve
or Reject' style to regulate or score based ranking process cannot take care of
the 'Capability deficit' of any category of education providers.
In this regard, it would also not be out
of place to mention that in the US proper benchmarking and quality of intake is
ensured by redressing capability deficit even at the school level, through the
'Every Student Succeeds Act' (ESSA) of 2015 and its precursor "No Child
Left Behind Act" (NCLBA) of 2001, which mandates 'intermittent' and 'exit-time'
assessments of school students from 3rd to 12th standards,
to ensure that all students touch the benchmark of knowledge, intellect,
linguistic skills and mathematical capabilities even at the time of entry into
higher education. The federal government disburses liberal grant to states and
local education agencies for remedial support, without discriminating between
public or private institutes, wherever the
students are found to be having academic and intellectual deficits. So, by
virtue of the ESSA in the US, every student passing out from the schools is
well capable and above the national benchmark at the time of entering into
higher education. In India, to the contrary, probably while emulating the
American ESSA, under the Right to Education
Act, made it other way mandatory to pass every student without regard to his/her
performance in examinations up to 8th standard and allowing the
option to take school level exam in 10th standard, instead of
sitting in the examination of the central board. So, we had moved in opposite
to quality benchmarking.
Today, when India is experiencing a
strong revolution of privately funded universities, the entire higher education
system, is poised to churn out largest stream of graduating students in the
world. The students has a choice to exercise. So, at school level around 62%
and at higher education level around 50% of the students are opting or seeking
admission in unaided private institutions. Moreover, with over 1.8 million
sanctioned engineering seats, by virtue of which, India tops worldwide as the
largest producer of technical manpower, the 3/4th of these seats
come from the privately funded institutes/ universities. But, almost 50% of
these seats (0.9 million) are lying vacant for want of paying capacity with the
students, unless a system of subsidising or reimbursing the fee is evolved. At
a time when, half of the students enrolled in higher education are in the
private unaided institutes, some mechanism has to be worked out to reimburse or
subsidise such students too, who seek admission in cost based institutes or who
forego higher education for want of capability to pay cost based fee. In lack
of fiscal support to education seekers pursuing education in private unaided
institutions, almost half of the students’ community pursuing studies in self
financing institutes are devoid of any fiscal
support of their education. students are the best judge of quality and opt for the
best of the available options hence such students should also get fiscal
supports coming back to the issue of regulatory mechanism, where there is vast
heterogeneity of education providers, the regulatory mechanism, instead of a
rejection criteria support the institutes with capability or academic deficit.
In a country with paucity of resources and extremely low gross enrolment ratio
(GER) in place of the colonial style of approach of ‘approval or rejection’,
‘support programme based regulation’ has to be put in place. Looking at the
vast number and heterogeneity of education providers, a consultative support
and mentoring system for counseling and monitoring of education providers for
ensuring quality becomes imperative to make them sustainable and competitive. For
strengthening consultative support system, unilaterally enacting, promulgating
or mandating regulations cannot be of any avail. All regulations need to be
more realistic and consensus based. So, consultative regulation, with negotiated
rulemaking can enable the education providers to scale up and escalate on the
quality ladder. As a prelude, for evolving regulatory consensus a hexapartile
brainstorming of representatives of education providers, faculty-fraternity,
regulatory authorities, parents, industry chambers, and research bodies of the
country along with the Union HRD Minister at the centre and with the state level
education ministers at respective state levels can be made an annual feature. All
the stakeholders need to be more pragmatic inter se, instead of contempt
towards any. Various categories of education providers too should have
reciprocity in recognizing the dignity of every category of education
providers. The tendency to view different categories of education providers and
their graduates, with contempt through a colonial or feudal stratification
should also cease to exist, even when we have a heterogenous mix of institutes
comprising the IITs, IIMs, NITs, Central Universities, State (Privately Funded)
Universities, Deemed Universities, Government Colleges, Private Aided Colleges
and Private unaided colleges. The regulators have to be more considerate and
supportive counsel for all kinds of institutes, whether public funded or
privately financed one. Indeed, if education is aptly leveraged with
appropriate policy interventions, at a time when a strong revolution of
privately funded education-providers is strongly supplementing the well laid
network of fairly developed public funded institutes or universities, with rich
experience and heritage.
A new tradition has to be set for counseling
for a proper blend of pedagogical, andragogical, heutagogical and peeragogical
approaches of teaching-learning, along with advisory and expert support for institutional
capacity building for quality teaching and research is more imperative for
institutes with deficit. So, in place of mere inspection based regulation to
approve or reject, a system of counseling based regulation for capacity
building is more imperative to support the differentially circumstanced education
providers to scale up to the top. In this regard, all inspections, whether for
affiliation, accreditation or approval, may be also be made participatory, with
one or two members of the institute concerned. The rules as well as regulations
too need to be made, after open discussions inter se all stakeholders. The
project specific grants, research grants, conference grants and scholarships as
well may be thought to be made open-competition based and be disbursed on the
merits of the proposals, without discrimination between privately or publicly
funded institutes. Idea of ESSA type of assessments of students in the mid of a
course as well as at the time of
exiting may also be introduced with
supportive grants for remedial programmes to overcome the academic deficit. Idea
of self regulatory councils, with a fair representation of the stakeholders,
including the teachers and education providers on the pattern of the Bar
council or Institute of Chartered Accountants of India can also be thought of,
for better participatory regulation. India has reached at the threshold to take
a quantum leap, with its vast demographic dividend. The universities of Madras,
Mumbai and Calcutta were founded as early as in 1857 and the Nalanda, Taxshila,
Navadeep etc. have a heritage of more then two millennia. India has to aspire
to regain the same historic glory. It can be achieved with consultative
regulation, negotiated rulemaking and self regulatory councils.
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